John Dewey
and Dialectical Materialism:
Anticipations of Activity Theory in the Critique
of the Reflex Arc Concept
Tolman, C.W.; & Piekkola, B. (1989). John Dewey and Dialectical Materialism: Anticipations of Activity Theory in the Critique of the Reflex Arc Concept. Activity Theory, 1, Nr. 3/4, pp. 43-46.
Charles
W. Tolman and Brad Piekkola
Department of Psychology
University of
Victoria
1
The historical relationship between Dewey's evolutionary naturalism and dialectical
materialism has been a turbulent one. It has been both confusing and confused.
A major source of this state of affairs was Dewey's attitude toward the Soviet
Union. In 1947, for instance, Corliss Lamont (1947) advanced the argument in New
Masses that "American naturalism and dialectical materialism are in accord..."
on many significant points such as
the priority of physical events in constituting
the cosmos, the priority of matter over mind, and the evolutionary emergence of
mind at the human level. According to Lamont, naturalism was just a "polite"
name for materialism. Howard Selsam (1947) disagreed vigorously with Lamont. For
Selsam, Lamont had failed to address the "real question," namely, "does
or does not Dewey's hostility to the Soviet Union and everything Marxist bear
a direct relation to his philosophical thought?" Selsam's answer was that
it does. No matter how materialist- or dialectical-appearing naturalism might
be, it could only in fact be the "left flank of supernaturalism and philosophical
reaction."
It cannot be denied that Dewey's position vis-à-vis the Soviet Union was
highly problematic. Immediately following the 1917 revolution and through the
1920s Dewey was widely read and highly regarded in Russia. During this period,
for example, Albert Pinkyevich, a prominent Russian educator of that time, "regarded
Dewey as the foreign thinker closest to the spirit of Marxism and Russian Communism"
(Brickman, 1959). Dewey visited Russia in 1928 and his resulting observations
were "sympathetic enough to earn him the label of 'Bolshevik' in some American
newspapers" (Brickman, 1959), although he did express concern for what he
took to be a confounding of education and propaganda in
Russian schools.
Dewey
was described in 1931 by the Great Soviet Encyclopedia as "an outstanding
American philosopher, psychologist, sociologist, and pedagogue" (quoted in
Brickman, 1959). In the 1952 edition this had changed to "a reactionary bourgeois
philosopher and sociologist." In the same year a book by Shevkin described
Dewey as the "henchman of contemporary imperialist reaction" and "wicked
enemy of...all freedom-loving peoples on
our earth" (quoted in Brickman,
1959). There had begun a deliberate withdrawal of overt interest in Dewey and
all foreign, non-Marxist influences in philosophy and the social sciences by virtue
of a decree of the Central Committee of the CPSU(B) in January, 1931, but the
real cause of the hostility voiced later was Dewey's outspoken condemnation of
the Moscow Trials and Stalinism in general. The final straw for both sides came
with
Dewey's chairmanship of the Trotsky Inquiry in Mexico in 1938.
From that time onward Dewey was an avowed opponent of Soviet policy.
2
Dewey's views on Marxism appear to have followed the same course as his attitude
toward Russia and the Soviet Union. An initially cautious sympathy turned overtly
hostile in the 1930s and remained that way. It appears to be the case, however,
that Dewey's views on Marxism were never based upon first hand acquaintance with
the works of Marx, Engels, or Lenin. The most important source of the negative
appraisal was his personal
contact with Trotsky (Cork, 1945; Moreno and Frey,
1985). But none of this, as Corliss Lamont rightly recognized, touches in the
least on the epistemological status of Dewey's
evolutionary naturalism. The
evidence is overwhelming that Lamont was right; Dewey's naturalism distinctly
qualifies as a materialism, even if not always consistently so. It is
surprising
that Lamont, in making this point in his debates with Selsam (1947, continued
in 1958), failed to cite the article by Dewey, Sidney Hook, and Ernest Nagel that
appeared in The Journal of Philosophy in 1945. This was a reply to W. H.
Sheldon (1945) who had "accused" naturalists of being materialists.
Dewey and his colleagues responded by pointing out that there are two types of
materialism. The first was identical to what Engels had called "metaphysical
materialism." If this is what one means by materialism, Dewey wrote, then
"naturalists are not materialists." He went on to describe a second
type, a non-reductive form that bore a remarkable resemblance to dialectical materialism.
"Accordingly," Dewey wrote, "if materialism signifies a view something
like the one just outlined, Mr. Sheldon is not mistaken in his accusation of naturalists
as materialists." J. Cork (1949) made a comparison of Dewey and Marx which
confirms this general conclusion in considerable detail.
It
is also certainly the case that the dialectics of Dewey's naturalism was not merely
a matter of appearance. He began his philosophical career as an avowed neo-Hegelian,
and was converted from that position after reading James's Principles of Psychology
(1890). This book appears to have reinforced the growing influence on his thinking
of Darwinian evolution, which, according to White (1964) "...meant the surrender
of Dewey's idealism" (p. 151). But in the resulting naturalism the dialectical
logic was preserved more or less intact. Dewey may have been unique among American
neo-Hegelians for his grasp of the logical aspect of Hegel's system. Indeed it
is very likely that it was just his appreciation of dialectical thinking that
attracted Dewey to James in the first place. There can be no
question that
James's thinking was naively dialectical (see Tolman, 1989). And the implicit
dialectics of Darwin's theory of evolution is well-known.
As evidence of Dewey's dialectics, we cite his position on freedom:
"The place of natural fact and law in morals brings us to the problem of freedom. We are told that seriously to import empirical facts into morals is equivalent to an abrogation of freedom. Facts and laws mean necessity we are told. The way to freedom is to turn our back upon them and take flight to a separate ideal realm. Even if the flight could be successfully accomplished, the efficacy of the prescription may be doubted. For we need freedom in and among actual events, not apart from them. It is to be hoped then that there remains an alternative; that the road to freedom may be found in that knowledge of facts which enables us to employ them in connection with desires and aims. A physician or engineer is free in his thought and his action in the degree in which he knows what he deals with. Possibly we find here the key to any freedom" (Dewey, 1922, p. 303.)
This bears a more than coincidental resemblance to similar passages in Hegel (1975, p. 55) and Engels (1947, p. 140ff).
We conclude that the assessment of Dewey's naturalism should not be obscured by his troubled relationships with communism, the Soviet Union, and what he took--falsely--to be Marxism. The position itself, whatever other difficulties it may contain, is fundamentally materialist and dialectical. If Dewey was consistent in developing his ideas on psychology, this fact should be evident there as well.
3
Activity theory is explicitly based upon dialectical and historical materialism.
A test, therefore, of any psychological theory claiming to be dialectical and
materialist would be to examine the extent to which it coincides in its most fundamental
claims with those of activity theory. We intend to show here that Dewey's psychology
passes such a test with ease. Fundamental to activity theory is a reconceptualization
of the subject-object relationship as activity along the lines suggested by Marx
in his theses on Feuerbach. In pre- and non-Marxist psychology, Leontyev found
that "activity is interpreted in either an idealist framework or a natural-science,
materialist framework as a response of a passive subject to an external influence,
in which the response is guided by innate organization
and learning"
(Leontyev, 1979, p. 41). This is the "two-part scheme" that "found
direct expression in the well-known formula S-R" (p. 42).
According to Leontyev: "The unsatisfactory nature of this scheme consists of the fact that it excludes the process that active subjects use to form real connections with the world of objects. It excludes their objective activity" (p. 42). Leontyev went on to point out that the problems with this formulation could not be solved by inventing a third, middle term such as an intervening variable. This "creates the illusion" of having overcome the problem: "A simple substitution has occurred: the world of real objects is replaced by a world of socially elaborated signs and meanings. Thus, we once again have a two-part scheme, but now the stimuli are interpreted as 'cultural stimuli'" (p. 44).
Leontyev
concluded that to find a real solution to this problem "we must replace the
two-part scheme of analysis with a fundamentally different one..." (p. 45).
This requires a
rejection of the old "units" of stimulus and response--which
were not units at all, but abstract elements--for a new unit, a unit of life,
of actual existence in the world. This new unit was that suggested by Marx, namely
activity. Leontyev defined activity as follows: [It] "...is the nonadditive,
molar unit of life for the material corporeal subject. In a narrower sense (i.e.,
on the psychological level) it is the unit of life that is mediated by mental
reflection. The real function of this unit is to orient the subject in the world
of objects. In other words, activity is not a reaction or aggregate of reactions,
but a
system with its own structure, its own internal transformations, and
its own development" (p. 46). Leontyev went on to point out that a basic
characteristic of activity is its "object
orientation" and that
all forms of development, ontogenetic and phylogenetic, "can be adequately
understood as the history of the development of the object content of activity"
(p. 48). There is of course much more to Leontyev's theory of activity, but these
are its most fundamental claims.
Dewey's
well-known article on the reflex arc published in 1896 made essentially the same
argument, and for essentially the same dialectical reasons. He began by showing
how the new scientific psychology was deluded if it thought that by importing
the reflex arc, the sensori-motor circuit, into psychology it had sidestepped
the old metaphysical dualism of mind and body. This old dualism, Dewey maintained,
found a "distinct echo" in the new
dualism of stimulus and response,
based as it was on "preconceived and preformulated ideas of rigid distinctions
between sensations, thoughts, and acts."
"As a result, the reflex arc is not a comprehensive, or organic unity, but a patchwork of disjointed parts, a mechanical conjunction of unallied processes. What is needed is that the principle underlying the idea of the reflex arc as the fundamental psychical unity shall react into and determine the values of its constitutive factors" (p. 358).
Dewey thus saw the need for a new unit, which was a "concrete whole," and which he called a "coordination." He cited the familiar case of the child who sees a candle, reaches for it, and gets burned. "Upon analysis," he wrote, "we find that we begin not with a sensory stimulus, but with a sensori-motor coordination, the optical-ocular, and that in a certain sense it is the movement which is primary, and the sensation which is secondary, the movement of body, head and eye muscles determining the quality of what is experienced. In other words, the real beginning is with the act of seeing; it is looking, and not a sensation of light. The sensory quale gives the value of the act, just as the movement furnishes its mechanism and control, but both sensation and movement lie inside, not outside the act" (pp. 358-359).
When
seeing is followed by reaching, there is not one separate thing followed by another.
It is instead "...an enlarged and transformed coordination; the act of seeing
no less
than before, but it is now seeing-for-reaching purposes. There is
still a sensori-motor circuit, one with more content or value, not a substitution
of a motor response for a sensory stimulus" (p. 359). And this whole process
can be characterized as both
movement and sensation. They form an identity,
a unity, yet they are distinct. The distinction is a "teleological"
one in terms of "function, or part played, with reference to reaching or
maintaining an end" (p. 365). In short, the coordination always has an object,
and it is this object that "gives the value of the act," is its "content."
It is this "end," further, that "furnishes the motivation"
(p. 368).
An
essential component of Dewey's analysis is the recognition that stimuli and responses
do not simply lie around waiting to be connected. The process under examination
is
precisely one of "constituting" stimuli and responses: "The
real problem," wrote Dewey, "may be equally well stated as either to
discover the right stimulus, to constitute the stimulus, or to discover, to constitute
the response" (p. 367). Although the language differs, there is a striking
similarity between Leontyev's and Dewey's accounts. In every
way, Dewey's
coordination was, to use Leontyev's words, "...not a reaction or aggregate
of reactions, but a system with its own structure,its own internal transformations,
and its own development" (Leontyev, 1979, p. 46). We
maintain that this similarity is no coincidence. Both were guided by the materialist
epistemological requirement for an objective description of the reality in question.
They both therefore saw clearly the inadequacy of the mechanical account and the
need to replace it with a more "processual" one. And in both cases the
resulting processual account bore the obvious stamp of conscious dialectical thinking.
There can be no doubt that in 1896 John Dewey was anticipating important aspects
of what we now know as activity theory.
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