History
and Theory of Psychology: An early 21st century student's perspective
Paul
F. Ballantyne, Ph.D. 2008©.
pballan@comnet.ca
Section
3:
Bridging
The Gap: British Associationism, Psychophysics, and the Founding of a Discipline
The
descriptive term "bridging the gap" refers to the monistic strivings
of the transitional period to be covered in this Section (roughly 1749-1890s).
With historical hindsight, this period can be viewed generally as a set of varied
attempts to bridge the gap between previous 17-18th
century philosophical inquiry into mentality and the rise of a late
19th century experimental-science of the mind. More particularly, however,
each of the main investigative movements involved in this transition had their
own specific contemporaneous concerns as follows:
| British
Associationists | real
and perceived world; simple and complex ideas |
| Psychophysicists | measurement
of the mental-physical world relation |
| Wundt's
Laboratory | measurement
of Sensory, Ideational, Affective elements |
| Wundt's
Students | measurement
of higher mental processes |
From
the 1860s onward, Wilhelm Wundt (the eventual founder of so-called "physiological"
laboratory psychology), would attempt to draw the associationist and psychophysical
themes together. In doing so he produced the initial formulation of what
would become the "discipline" of psychological science. There were,
however, certain built-in constrictive limitations contained within Wundt's methodological
assumptions and empirical methods (e.g., the goals, style, and intended content
of his "experimental" practice), which even his own students would rebel
against. In this regard, we should be careful to mention upfront that all
of the philosophical and empirical inquiries to be covered in this Section (up
to and including those of Wundt) take place within a pre-evolutionary intellectual
context which later psychological science would have to surmount.
British
Associationism
We
have already encountered early appeals to associationist principles in the positions
of Locke (1690) who mentions associations between ideas; as well as in
Berkeley (1710) and Hume (1739; 1748) who emphasize associations between sensations.
Further, with Kant (1781) we encountered a rationalist (rather than empiricist)
form of associationism which he conceived as an interaction between sensation
and a priori categories of the mind.
The
subsequent figures who (in the mid-18th through early 19th century) further elaborated
this implied association theory as an explicit psychology, were called "associationists."
They were almost exclusively British (including David Hartley, Thomas Brown, James
Mill, John Stuart Mill), and as a school are therefore referred to as the British
associationists.
The
British associationists will be concerned with bridging the gap between the
real and perceived world which was the "tension of the time"
left to it by Hume and Kant. These efforts, which took
place in the definitively pre-evolutionary era (up to 1859), were based predominantly
upon varied sorts of mechanical-atomistic thinking passed down from Hobbes and
Newton. Further, all of the various permutations of British associationism ended
up proposing one form or another of psycho-physical
parallelism and we will want to become clear as to why this was so.
Under
the earlier and informal philosophical forms of perceptual associationism, there
was always an implied assumption of atomism. Berkeley and even Locke, for instance,
had argued that we take all the sensory elements as presented, somehow combine
these, and that is how one gains an appreciation of objects in the world. Although
the various associationist figures covered below each produce their own particular
account of how such associations come about and also put forward specific "psychological"
theories regarding the relationship between so-called simple and complex ideas
accordingly, the basic methodological assumptions of atomism remain largely unchanged
throughout.
The
British associationists claimed that association is a basic explanatory principle
which can account for mentality, so we will want to consider the varied methodological
starting-points, the methods of inquiry utilized, and the eventual endpoint of
their particular positions in some detail. From a commonsense point of view, one
can most certainly talk about associations between things as occurring in our
daily life. One might read something in a book, or see something either on television
or more directly during your daily routine, which reminds you of a whole lot of
other things. Poetry, musical lyrics, and even instrumental mood music, for instance,
all work on that premise. Similarly, commercial advertisements associate their
products with concepts like happiness, success, and prestige. So, association
of some sort certainly does occur on a daily basis. The
main question at issue here, however, is whether association principles of the
sort proposed by these figures will account for everything which is going on in
the mind.
David
Hartley (1705-1757)
The
first of these figures is David
Hartley (1705-1757), an English physician and philosopher who attempted to
extend Newton's physics into a methodologically materialist psychology of association
between ideas. His Observations on Man (Vol. 1 & 2, 1749) was a wide-ranging
synthesis of the neurology, moral philosophy, and spirituality of the era.
Hartley's (1749) work is most notable to us for its advocacy of an explicitly
stated psycho-physical
parallelism. Being more of a Lockean than a Humean, Hartley granted the existence
of physical objects. He was an indirect realist of the objective idealist stripe.
Being also an atomist, however, he conceived of the physical world as a system
of "vibrations," an idea he got from Newton and Galileo.
"My chief
design in the following... is... to explain, establish, and apply the [twin] doctrines
of vibrations and association. The first of these doctrines is taken from the
hints concerning the performance of sensation and motion, which Sir Isaac Newton
has given at the end of his Principia, and in the questions annexed to
his Optics; the last, from what Mr. Locke, and the other ingenious persons
since his time, have delivered concerning the influence of association over our
opinions and affections... [including that] commonly referred to [as] the power
of habit and custom..." (Hartley, 1749; Chap. 1, Introduction; In R.I. Watson,
1979).
These
physical vibrations in the world, he suggested, caused sympathetic movements in
the brain called "vibratiuncules". What
is interesting about this theory is that both the worldly vibrations and the cranial
"vibratiuncules" were considered as strictly physical phenomena, which
ran in "parallel" with the sensations and ideas without directly causing
them. Hartley considers them as the original material substrate for later mental
activity.
Heidbreder (1933) indicates that Hartley's principle of mental association
is a fairly standard and familiar one:
"The
general law of [mental] association is that if sensations have often been experienced
together, the corresponding ideas will tend to occur together; if A has been associated
with B, C, and D in sensory experience, the sensory experience A, occurring alone,
will tend to arouse the ideas of b, c, and d, which accompanied it. Association
may be either successive or simultaneous. The former determines the course
of thought, in time; the latter accounts for the formation of complex ideas"
(Heidbreder, 1933, p. 54; emphasis added).
There
were, thus, two "classes" of associational laws to account for: One
for sensation making ideas (mental association); and the other for vibrations
getting together to form "vibratiuncules" (physical association -a.k.a.,
the "doctrine of vibrations"). Both
classes took place on the basis of contiguity and repetition but Hartley postulated
a differential role for each in the production of "original automatic"
versus subsequent forms of "voluntary" or "secondarily automatic
actions of the body."
The
key to understanding his adoption of this psycho-physical parallelism is to recognize
that Hartley's goal is to distinguish between originally "automatic"
action (later called bodily reflex) and the subsequent development of both learned
"voluntary" action and what can be called second order automatic operations
("secondarily automatic actions of the body").
Utilizing
the examples of both the development of speech (Prop. 21) and of walking (Prop.
77) in an infant, Hartley elaborates his scheme as follows:
"The newborn
Child is not able to produce a Sound at all, unless the Muscles of the Trunk and
Larynx be stimulated by the Impression of Pain on some Part of the Body. As the
Child advances in Age.... an articulate Sound, or one approaching thereto, will
sometimes be produced by this conjoint Action of the Muscles.... After they have
recurred a sufficient Number of times, the Impression which these Sounds, articulate
and inarticulate, make upon the Ear, will become an associated Circumstance (for
the Child always hears himself speak, at the same time that he exerts the Action)
[is] sufficient to produce a Repetition of them. And thus it is, that Children
repeat the same Sounds over and over again.... So that the Child's articulate
Sounds will be more and more frequent every Day -his inarticulate ones grow into
Disuse.... Speech will also become a perfectly voluntary Action, i.e., the child
will be able to utter any Word or Sentence proposed to him by others... (Hartley,
1749, Prop. 21, In S. Diamond, 1974).
"And
thus... we are enabled to account for all the Motions of the human Body, upon
Principles which, tho' they may be fictitious, are, at least, clear and
intelligible. The Doctrine of Vibrations explains all the original automatic Motions,
that of Association the voluntary and secondarily automatic ones...." (Hartley,
1749, Prop. 21, In S. Diamond, 1974).
"Walking
passes into the secondarily automatic State more perfectly perhaps, than any other
Action;... Now this Transition of Walking, from its voluntary to its secondarily
automatic State, must be acknowledged by all to proceed merely from Association..."
(Hartley, 1749; Prop. 77; In S. Diamond, 1974).
In
addition to the "commonsense" approach of Locke and in severe contrast
to the "logical" or "professorial" approaches of Hume and
Kant respectively, Hartley brought with him the empirical observational skills
of a physician. The result is a the first thoroughgoing application of materialist
plus associationist principles to topics which border on the kind of developmental
observations which would be carried out routinely in the following century.
Despite
occasional discursive overstatements, Hartley is someone who has turned to the
developmental aspects of the Lockean issue of simple and complex ideas. He attempts
to use both material and mental concepts to understand their development. Further,
there is a notable aspect of historical self-awareness in Hartley's writings because
he recognizes that the particular analytical concepts he is using may very well
prove "fictitious" in the long run.
Thomas
Brown (1778-1820)
After
Thomas Reid and Dugald Steward, Thomas
Brown can be considered the third member of the Scottish
Realist School of Common Sense. Having studied both law and medicine at the
University of Edinburgh, Brown produced An Inquiry into the Relation of Cause
and Effect (1804) and was appointed professor of Moral Philosophy there in
1810 but died of exhaustion by 1820. His chief work, Lectures on the Philosophy
of the Human Mind was published posthumously that year (see also T. Dixon,
(Ed.)., Life and Collected Works of Thomas Brown, 2003).
Brown,
Stewart, and the Scottish School, attempted to counter the growing skepticism
about reality and religion as generated by Hume. Browns ambivalent attitude
towards the teachings of Reid and Stewart, however, is apparent throughout his
Lectures (1820). That work is most notable to us for three things: A theory
of "muscle sense" as providing both a means by which reality is know
and a principle which unifies the mind; his choice of the term "suggestion"
rather than association in order to emphasize the active selective aspects of
mind; and his rejection of "nominalism" (later called the naming
fallacy).
In
his analysis of the processes of sensation, Brown attaches great importance to
muscular sense as the basis for "objective reference" (Brown, 1820,
Vol. 2, Lect. 25). Physiologists had recently begun to realize that tactile sensory
impulses arise, not only from the outside world, but also from the interior of
the trunk and limbs, and that these impulses are important in forming an understanding
of the general attitude of our bodies as well as in the development of coordinated
movements.
It
was here that Brown provided a constructive critique of Thomas Reid's (1785) discursive
distinction between sensation and perception. Reid
had suggested a working distinction between sensation (being the simple "feeling"
that immediately follows the action of an external object on any of our organs)
and perception (being the "attribution" of this feeling to the external
body as its cause) as follows:
"Thus,
if it is asked, whether the smell be in the rose, or in the mind that feels it,
the answer is obvious: That there are two different things signified by the smell
of a rose; one of which is in the mind,... the other is truly and properly in
the rose. The sensation which I feel is in my mind.... But this sensation... is
occasioned by a certain quality in the rose.... All the names we have for smells,
tastes, sounds, and for the various degrees of heat and cold, have a like ambiguity;....
they signify both a [felt] sensation, and a [attributed] quality perceived by
means of that sensation" (Reid, 1785, Chap. 16; In Herrnstein & Boring,
1966).
Brown
(1820) attempts to close the argumentative gap apparently left open in
Reid's above account by way of emphasizing that it is not merely the smell but
the "handling" of the rose (the muscular feedback it provides) which
allows us to directly attribute the smell of the rose to a real object. In other
words, in opposition to the skeptics, Brown held that our belief in the existence
of reality was based on muscular activity -i.e., due to the sensations resulting
from palpable manipulation of and bodily effort toward objects (Stagner, 1988).
This, of course, is more of a corrective clarification rather than a counter-argument
to Reid's direct realism which Thomas Brown shared.
A
second important aspect of Brown's (1820) account is that he had specific and
explicit theoretical differences with the traditional account of "association"
provided by both Hartley (1749) and the older British empiricists. While
not completely abandoning the term "association," he tended to favor
the term "suggestion" to demarcate his departure from the former physiologically
reductive and mental mechanistic aspects of those positions.
In
enunciating his two principles of mental life -which he called "simple suggestion"
and "relative" suggestion- Brown was attempting to remedy some of the
main deficiencies of former association psychology. His was trying to make it
more useful and self-consistent than it had formerly been.
Brown's
primary ("simple") laws of suggestion are roughly equivalent to those
proposed by "associationism" proper including contiguity, resemblance,
and recency. He points out, however, that even these primary laws do not derive
"solely" from either mental or bodily-animal sources (the argumentative
weakness of Hume and Hartley respectively) but from both. In other words, he is
striving for a monistic account of bodily constitution and intellectual
aspects which was formally lacking.
Further,
Brown's account of "relative suggestion" (the power to see relations
among thoughts or objects) goes well beyond the bounds of former accounts because
it attempts to show in detail why associations take a particular path (or
course) in any given case. As Flugel & West (1964) put it in their account
of Brown: "This
ability to see relations has been a regular will-o'-the-wisp
in modern psychology. It has constantly been lost to sight, forgotten or neglected,
and as constantly rediscovered" (p. 21).
Brown's
secondary laws of suggestion include: constitutional differences of mind or temperament;
differing circumstances of the moment; state of health or efficiency of the body;
and prior habits. They are explicitly intended to modify the primary (abstractly
stated, decontexualized) laws according to the prevailing concrete conditions
of existence and thereby explain why "at this particular time and place,
the thought of 'cold' brought forth 'dark' rather than 'hot'; why the image of
'butterfly' sometimes produced 'bird' and other times 'moth'" (after Watson
& Evans, 1991).
It
is as follows that Brown abjures from both the mechanistic mentalism of the older
empiricism as well as the potentially physiological reductive implications of
Hartley's (1749) account:
"The
primary laws are modified, not by constitutional and permanent differences only,
but by differences which occur in the same individual, according to the varying
emotion of the hour.... The temporary diversities of state, that give rise to
varieties of suggestion are not mental only, but corporeal; and
this difference of bodily state furnishes another secondary law....
How different are the trains of thought in health and in sickness,
after a temperate meal and after a luxurious excess! It is not to
the animal powers only, that the burthen [burden] of digestion may become
oppressive, but to the intellectual also; and often to the intellectual
powers even more than to the animal...." (Brown, 1820, Vol. 2, Lect.
37, original emphasis, In S. Diamond, 1974).
Various
reviewers of Brown's early 19th century observational-philosophical approach to
"suggestion" have either introduced or concluded their coverage by drawing
analogies to later efforts along the empirical-associationist line. Thus one reviewer
claims that: No psychologists actually tried to study these "laws" experimentally
for about another century but when they did, the variables were very like those
that Brown listed. Another that: Similar laws would be mobilized by associationistic
psychologists (particularly the behaviorists) to account for the strength of conditioning.
And likewise, another that: Contemporary laws, similar to those of Thomas Brown,
are also found in the learning theory of Clark L. Hull, in his book, Principles
of Behavior (1943).
We
should be careful, however, to take note of the third important aspect of Brown's
(1820) argument -i.e., the one concerning "nominalism" (later called
the naming fallacy, or more specifically the psychologist's fallacy). Brown
was so concerned with getting his terminology right that he took issue with Reid
over even the most finite points of psychological subject matter. He complained,
for instance, that Reid's account of consciousness was written out as if consciousness
existed as something separate from the contents of the mind. Stagner (1988) summarizes
this point quite nicely:
"Brown
objected to the fallacy of 'nominalism,' in effect, the assumption that because
a phenomenon has a name, it must have a separate identity. Specifically, he opposed
the belief that 'consciousness' has some kind of existence independent of the
contents of consciousness. Rather, consciousness is a name for a class of events:
"there are not," he wrote, "sensation, thought, passions, and
also consciousness, any more than there is quadruped or animal,
as a separate being to be added to the wolves, tygers, elephants, and other living
creatures" (1820/1970, p. 336). There is a recurring tendency in the history
of psychology for writers to confuse the name of an object with its reality. The
fact that there is a name for digestion does not mean that you can put digestion
on a scale and weigh it. The same holds for perceiving, learning, desiring, and
so on" (Stagner, A History of Psychological Theories, 1988, p. 71).
In
other words, just as Brown was so very careful to differentiate his position from
those of even his closest and intellectually amiable contemporaries, so we should
likewise be doubly careful to note the divergence as well as the overlap between
Brown's attempt at concrete description of "suggestion" and the
later methodology of quantitatively defined "association variables"
used in 20th century "learning" theories (see Section
5). The oft repeated, supposed analogy of approach may turn out to be wildly
overgeneralized indeed.
James
Mill (1773-1836)
Mill
(the senior) was a Scottish born British philosopher, economist, historian, and
progressive "Utilitarian" social theorist. Originally educated as a
clergyman at Edinburgh, Mill gave up the ministry and went to London in 1802 to
pursue a career writing for and editing periodicals. Under the influence of his
friend Jeremy Benthem (who popularized the slogan "the greatest good for
the greatest number"), Mill adopted Utilitarianism -which argues that political
theory should be based upon a sound understanding of "human nature."
This in turn led him toward a consideration of psychological matters in the associationist
manner of the era.
Mill's
main work on associationist epistemology, Analysis of the Phenomenon of the
Human Mind (Vol. 1 & 2, 1829), advocated a form of mental mechanics which
he called "mental physics." It was heavily influenced not only by Hobbes,
Locke, Hume, and Hartley whose theory of association he applied and elaborated
further; but also by the French Materialist writers.
The
physics of the era was still very mechanistic and additive rather than truly dynamic
or developmental. Although motion and change in the universe were now take to
be an established and measurable fact, its fundamental material constituents (the
elements) continued to be conceived of as essentially static entities.
Let's recall here that the universal laws of mechanical motion (proposed
by Newton back in 1686) dealt merely with what Aristotle once called "efficient"
causation. They were descriptions of the effect or lack of an effect of some external
material force on a given physical object. Right up to Mill's time, the undeniable
motion of physical objects and the observable changes in not only heavenly but
also organic (living) bodies was still taken to arise from merely external material-mechanical
sources and any appeal to "final" causality -i.e., to the ends or directional
outcome of a given dynamic event or developmental process- was still viewed as
unscientific or even teleological (in the religious and mystical sense of that
term).
Accordingly,
Mill's "mental physics" account of human mentality retains a strict
adherence to the kind of passive-mechanical atomism (a.k.a., reductive mental
mechanics) which the medically trained Thomas Brown, for instance, had explicitly
attempted to overcome. As Heidbreder wrote: "James Mill is sometimes cited
as the associationist par excellence, for in his writings the associationistic
principles were applied with such thoroughness and in such detail that their limitations
became apparent along with their possibilities" (1933, p. 55). More
specifically, the two main "limitations" of James Mill's (1829)
account of mental physics can be considered as the necessary respective consequences
of: (i) his return to the Lockean representationalist theory of perception; and
(ii) his a reliance upon a strictly "additive principle" to account
for the relationship between simple and complex ideas.
With
regard to the first limitation, Mill's (1829) account of the "order"
of associated ideas does not carry forward either Reid's (1785) or Brown's
(1820) "direct realist" approach to perception, but instead relies upon
a full-scale return to a Lockean (1690) indirect realist "copy"
theory of perception outlined as follows:
"As
ideas are not derived from objects, we should not expect their order to be derived
from the order of objects; but as they are derived from sensations, we might by
analogy expect, that they would derive their order from that of the sensations;
and this to a great extent is the case.... Our ideas spring up, or exist, in the
order in which the sensations existed, of which they are copies" (James Mill,
1829; Chap. 3; In Herrnstein & Boring, 1966).
As a consequence, the passive aspect of Locke's perception theory is carried forward
into Mill's description of the origin of the strength of associations. As one
reviewer declared: "Nothing is left of Brown's [active] secondary laws but
frequency and vividness" (Diamond, 1974, p. 292).
"The causes
of strength in association seem all to be resolvable into two; the vividness
of the associated feelings; and the frequency of the association....
In general,.... the sensation is more vivid than the idea; or the primary, than
the secondary feeling; though in dreams, and in delirium, ideas are mistaken for
sensations...." (James Mill, 1829; Chap. 3, emphasis added).
"Next,
we have to consider frequency or repetition; which is the most remarkable
and important cause of the strength of our associations.... Learning to play on
a musical instrument is [a] remarkable illustration of the effect of repetition....
as the repetition goes on, the sight of the note, or even the idea of the note,
becomes associated with the place of the key or the string; and that of the key
or the string with the proper finger. The association for a time is imperfect,
but at last becomes so strong that it is performed with the greatest rapidity,
without an effort, and almost without consciousness" (James Mill, 1829, Chap.
3).
Mill
clearly viewed the mind as passive with the laws of frequency and vividness determining
the formation of associations accordingly. Mill's violin or keyboard player (described
above) reduces down to a mere mechanical receptacle or conduit for frequently
repeated and vivid occurrences which 'happen to' rather than which are carried
out by 'it.' This is surely a passive mechanism par excellence!
The
human mind is portrayed here as a passive accrual of associations rather
than an active creative function (as implied by Kant and -for different reasons-
by Brown). If this be so, one might ask why so many music students give up their
lessons or remain mere amateurs while so very few go on to become virtuosos? James
Mill's passive account of association provides no answer to this question other
than the rhetorically, self-evident, tautology that practice makes perfect!
With
particular regard to the second limitation of Mill's account, he likewise portrays
the ontological status of "simple versus complex ideas" as being merely
additive. Gone is the roughly developmental transition from "original (simple)
automatic-to-"voluntary" (complex)-to similarly complex "secondarily
automatic actions" described by Hartley (1749). Instead, the assumedly higher
order complex forms of thought are merely described as "coalesced, compounded
or composed" additive concatenations of lower forms:
"Thus two
complex ideas may be united together, by a strong association, and coalesce
into one, in the same manner as two or more simple ideas coalesce into one. This
union of the two complex ideas into one, Dr. Hartley has called a duplex idea.
Two also of the duplex, or doubly compounded ideas, may unite into one;
and these again into other compounds, without end.... [For example] Brick is one
complex idea, mortar is another complex idea; these ideas, with ideas of position
and quantity, compose my idea of a wall.... How many complex, or duplex
ideas, are all united in the idea of furniture? How many more in the idea of merchandise?
How many more in the idea called Every Thing?" (James Mill, 1829, Chap. 3).
To
utilize the kind of apt, though counterfactual, analogy which formal logicians
are so very fond of: If James Mill were a geologist, he would be implying here
that all rocks on earth are either igneous or sedimentary (which are at
best "conglomerate") but never metamorphic. The higher
"duplexes" and "double duplexes" of Hartley [who actually
called them "decomplex"] are portrayed by Mill as mere "conglomerates"
of simple ideas -"without end" perhaps, but also without their own distinctive
qualities.
To
sum up, James Mill (1829) started out by sidestepping the direct realist account
of Reid (1785) and adopted instead an explicitly indirect realist (representational)
epistemology similar to that of Locke (1690). Like Hartley (and many others afterward),
he also believed that the primary mode of operation of the human mind is association,
but his account of the transition between simple and complex ideas falls
far short of the mark intended by even Hartley's (1749) account. Similarly, in
contradistinction to Brown (1820), Mill not only constricted the number
of possible laws of association to two but also portrayed the process of transition
between associations as passive rather than active. Some of the deficiencies
of James Mill's account were overcome, however, by his son John Stuart Mill who
(albeit briefly) put forward a relatively progressive distinction between mental
physics and "mental chemistry."
John
Stuart Mill (1806-1873)
Mill
(the younger) was a social theorist, British philosopher and liberal member of
Parliament from 1865 to 1868. As the son of James Mill, he was initially educated
along the lines of his father's mechanical approach to associationism. John, however,
suffered a nervous breakdown at age 20 which he attributed directly to his rigid
education (J.S. Mill, Autobiography, 1873). He subsequently sought to emancipated
himself both personally and intellectually from this influence.
His
best known political work is On Liberty (1859). It argues for personal
freedom because such freedom allows creative individuals to better contribute
to society. Mill also suggests that since free-market capitalism tends
to result in inequity and poverty, society would be better served by adopting
some form of liberal socialism.
His
most important work as far as psychology and science are concerned is A System
of Logic (1843, up to its 8th edition in 1874). Here, Mill drew upon a direct
analogy to the burgeoning discipline of chemistry to argue that mind plays an
active-creative role in the formation of simple ideas; and that "complex
ideas" are more than the sum of their parts because they contain properties
not found in simple ideas. He emphasized his departure from his father's mechanistic
mental physics by calling his approach "mental chemistry."
At
this time, the discipline of chemistry was shifting away from the mere "systematic
art" of classifying elements (described by Kant, 1781) toward consideration
of active-creative events like chemical reactions. It was becoming clear that
in the case of chemical reactions, things did not simply "add up." If
you consider all the properties of hydrogen (on its own) and all the properties
of oxygen (on its own), you are in no position to know about the peculiar properties
of water per se. The same can be said of the reaction between sodium and chlorine
to make ordinary table salt. Such
chemical reactions were beginning to be recognized as creative and also directional
processes. When they occur, either in nature or in the laboratory, things
happen which can't be predicted by mere insular reference to the properties of
the original elements. The new properties of compounds (water, salt) can not be
explained away as simply the additive sum of the original properties of their
elements. A chemical reaction is a metamorphic, transformative, and directional
event resulting in new properties in the compound.
Having
noted these advances, J.S. Mill (1843) draws a pointedly direct analogy to them
while contrasting the additive, mechanical and static associationism of the past
with his more active and creative mental chemistry approach. To paraphrase the
extract presented below: Just as in the case of chemical reactions, something
appears in the formation of "complex ideas" that is not present in the
simple ideas taken "separately." Complex ideas, therefore, are not merely
additive compositions of simple ideas. They may be said to "result from,"
or be "generated by" the simple ideas, but they do not "consist
of them."
"It
is obvious that complex laws of thought and feeling not only may, but must, be
generated from these simple laws [of association]. And it is to be remarked, that
the case is not always one of Composition of Causes: the effect of concurring
causes is not always precisely the sum of the effects of those causes when separate,
nor even always an effect of the same kind with them.... [The] laws of the phenomena
of mind are sometimes analogous to mechanical, but sometimes also to chemical
laws. When impressions have been so often experienced in conjunction, that each
of them calls up readily and instantaneously the ideas of the whole group, those
ideas sometimes melt and coalesce into on another, and appear not several ideas,
but one; in the same manner as, when the seven prismatic colors are presented
to the eye in rapid succession, the sensation produced is that of white. But as
in this last case it is correct to say that the seven colors when they rapidly
follow one another generate white, but not that they are white;
so it appears to me that the Complex Idea, formed by the blending together
of several simpler ones, should,... be said to result from, or be generated
by, the simple ideas, not to consist of them.... These, therefore,
are cases of mental chemistry; in which it is proper to say that the simple
ideas generate, rather than that they compose, the complex ones" (J.S.
Mill, 1843, Vol. 2, Bk. 6, Chap. 4; emphasis added).
This
was the first high-profile and influential step away from the former mechanistic
model of associationism so it is worth dwelling on for a moment. In particular,
we should note that Mill's (1843) argument contains two aspects which have
been differentially taken up in subsequent history of psychology.
The
first aspect, regarding part-whole relations, is the least exciting. Complex ideas
are not simple additive "conglomerations" but are the products of some
kind of interaction between the simple ideas which participated in their formation.
The simple ideas are lost or no longer attended to in the eventual product. It
was this part-whole aspect of Mill's (1843) argument that would be taken up by
subsequent thinkers and mentioned in most subdisciplinary history books. E.G.
Boring's (1942) account of J.S. Mill, for instance, runs as follows:
"The
whole is less, as well as more, than the sum of its parts. John Stuart
Mill had corrected his father on this point. Ideas, he had noted, combine in a
kind of mental chemistry, for the parts are lost in the compound which
also has properties that were not contained in the parts" (Boring, Sensation
and Perception in the History of Experimental Psychology, 1942, p. 9; emphasis
added).
There
is, however, a second, more exciting though implicit aspect contained in Mill's
(1843) use of the term "generated" which should also be highlighted
and drawn into our understanding of the proper methodology or methods to be used
in psychology. The formation of complex ideas from simple ones is a dynamic, transformative
and directional (rather than merely a passive mechanical or interactive) process
which contains its own internal motion. The simple ideas are not static
constituents of the mind which are forced into motion by some external event,
but are rather active participants in the generation of a complex idea. This aspect
of the argument, while sometimes recognized by later historical accounts was not
actually put into practice during the contemporaneous psychophysical or subsequent
disciplinary-building eras of psychological inquiry and we should be careful to
emphasize why this was so.
Briefly
stated, part of the blame lies on Mill's own doorstep. There was an unsettling
and regrettable disparity between his initial use of the active (part-whole, generative)
mental chemistry analogy to account for the ontological aspects of "complex
ideas" (1843) and his own subsequent more epistemological "theory of
the object" presented some twenty-two years later (1865). So let's consider
this argumentative disparity.
In
his Examination of Sir William Hamilton's Philosophy (1865), Mill took
up the issue of formulating a "psychological" theory regarding our belief
in the external world:
"I
see a piece of white paper on the table. I go into another room.... But, though
I have ceased to see it, I am persuaded that the paper is still there. I no longer
have the sensations which it gave me; but I believe that when I again place myself
in the circumstances in which I had those sensations, that is, when I go again
into the room, I shall again have them.... The conception I form of the world
existing at any moment, comprises, along with the sensations I am feeling, a countless
variety of possibilities of sensation.... These various possibilities are
the important thing to me in the world. My present sensations are generally
of little importance, and moreover are fugitive: the possibilities,
on the contrary, are permanent, which is the character that mainly distinguishes
our idea of Substance or Matter from our notion of sensation"
(J.S. Mill, 1865, Chap. 11; emphasis added).
In
this latter epistemological account, Mills seems to be attempting to maintain
an active representationist view consistent with his earlier ontological approach
and along the lines of Locke's theory of "reflection." But the static
aspect of the new account can be appreciated when we recognize that in his effort
to to explain how we maintain a previously "sensed" object in our consciousness,
Mill (like Hume regarding "self") is seeking out something which "persists."
Mill found this persistence in the "permanent" possibilities for sensation.
Boring
(1950) views this latter position as "modern" but he is completely wrong
on that count. Mill's theory is surely a return to the ultimately phenomenalist
search for an extra principle to account for the regularity of "fugitive"
sensations. In this case the extra principle is not God (as in Berkeley), but
the "permanent" possibility of revisiting or of expecting to experience
a given set of sensations.
So,
in the intervening years between his two accounts, Mill went from utilizing an
initially tidy and concrete ontological analogy which emphasized the inherent
activeness and albeit indirectly perceived correspondence between objects and
ideas (1843), to a rather messy and abstract epistemological discussion of the
"distinction" between ideas of "matter" (as "possibility
of sensations") and the having of "sensations" (1865). We can look
back and wonder how very much easier it would have been for Mill to have simply
foregone that abstractness by adopting a direct realist account (along the lines
of Reid or Brown), but that particular possibility appears to have escaped Mill
altogether.
The
typical historiographic procedure for dealing with this divergence between
Mill's two accounts has been to pay cursory lip-service to the whole-part aspect
of Mill's (1843) argument (regarding the irreducibility of the whole), -e.g.,
by suggesting that it was the source of Wundt's portrayal of perception "as
a complex or an integration" (Boring, 1950, p. 231)- and to then acquiesce
to Mill's (1865) sensationist position by advocating the use of methods which
reduce the active whole down to static sensory parts anyway. Thus, instead of
repudiating this later position, Boring embraces it and likens it to a forerunner
of Titchener's (1909) highly elementist "context" theory in which "a
potential [perceptual] context is... nothing else than a possibility of sensation
or image" (p. 233). What Boring is implying here is that even though
the "whole" (the "perceptual" products of the interaction
between sensory or image elements) and the active aspects of perceptual processes
are what we really want to understand, the de facto task of sensation psychology
is to systematically rediscover and measure the relatively elementary parts in
the hope of eventually putting Humpty
Dumpty
back together again. But as anyone who has heard the old nursery rhyme knows,
this is an impossible task even for all the king's horses and all the king's men!
As
outlined immediately below, the nearly hegemonic status of this supposed necessity
to use element-seeking procedural methods in psychology has very deep roots
going right back to the predisciplinary sensory research of Helmholtz. There are
also origins in the manner in which Wundt considered J.S. Mill's (part-whole,
generative) argument to apply to the circumscribed confines of his own "physiological"
experimental psychology. It bears mentioning here too that Wundt was teacher to
Titchener, who in turn was mentor to the young E.G. Boring in this respect. For
these and other reasons, early 20th century sensation psychologists such as S.S.
Stevens -who as we will see in Section
5
was influence by and exerted influence on Boring- routinely tore asunder
that which was initially claimed to be the subject matter under of investigation,
"active" human perception and thinking.
Müller's
Vitalism, Fechner's Psychophysics, and Helmholtz on sensory elements
We
now turn to a heterogeneous group of three scientific figures who are located
precisely in the formative mid-through-late 19th century disciplinary gap
between philosophy of mind and the established science of psychology. They
were predominantly German, Continental, figures who while sensitive to the philosophical
gap left to them by Kant and Hume, were also scientists seeking a scientific-empirical
solution to the issues they considered as most pressing. For Johannes Müller
this meant focusing on the active (a.k.a., "vital") organism, for Gustav
Fechner it was "psycho-physical" relations, and for Hermann Helmholtz
it was a search for the "elements" of sensation.
In this era of research, the former predominantly epistemological debates (between
Hume, Berkeley, and Kant through to the two Mills) were informally bracketed (shelved
if you will) in favor of more empirical or procedural concerns. The primary
intellectual effort of these figures was directed toward how to carry out empirical
research into the mental-physical world relation, and they un-apologetically
utilize the methods of physiology, mathematics, and the physical sciences to investigate
questions regarding life-processes; organizational or active aspects of the perceptual
apparatus; and its material basis accordingly.
We
can look back upon the collective works of these three figures and observe that
their methodological decisions (their weighing of one assumption versus another)
were guided more considerably by the question of how to conduct physiological
or psycho-physical research rather than by the former philosophical (ontological
or epistemological) concerns of their intellectual predecessors. The main strength
of their work is that they each (to varying degrees) take up one or another aspect
of new advancements in early 19th century science. Their shared limitation is
that they are all proposing, either temporally or intellectually speaking, pre-evolutionary
approaches to the empirical investigation of mentality. Further, the respective
strengths and weaknesses of their work became the very starting point for Wundt's
initial methodological propositions regarding the scope and methods of his laboratory
based "physiological" psychology, so we will want to review the relevant
details in that regard.
Johannes
Müller (1801-1858)
Müller
was a German experimental physiologist. As the first "Professor of Physiology"
at the University of Berlin, he not only carried out laboratory research but also
attempted to draw together the empirical and theoretical advances made in the
life sciences to date. His major work Handbuch der Physiologie des Menschen
[Handbook of Physiology of Humans] (Vol. 1 & 2, 183440), was translated
as Elements of Physiology (1843).
The
particularities of that work include: Müller's "Vitalism"
(a pre-evolutionary anti-reductive corrective to the new rise of mechanistic assumptions);
its elaboration on the "Doctrine of the Specific energies of Nerves"
(originally proposed by him in 1826); and its representationalism which acted
as an unfortunate foil to his otherwise progressive physiological account.
With
regard to understanding Müller's advocacy of vitalism (a life force which
accompanies the material aspects of physiology) we should note the "empirical
and theoretical" aspects of the pre-evolutionary intellectual context in
which it was proposed.

First
of all, the "empirical" (observational-experimental) aspects of physiological
research had been accruing steadily since the time of Descartes (1662) and the
later French materialists (La Mettrie, 1748; Cabanis, 1795). As indicated in the
above "Chronology of Reflex Action" (from Fearing, 1964), Müller
was one among many 18th-19th century figures to have tackled the issue of mechanical
versus human existence. Between Descartes and Hartley, for instance, 18
figures are listed; with 20 more up to Müller; and a further 17 up to the
time of Wundt.
Secondly,
physiological "theory" regarding the active organism had also progressed,
but only somewhat. By
Müller's time, for instance, it was considered rather passé
to attempt to avoid reductive mechanism (of the Hobbesian sort) by way of appeal
to "the immaterial soul" as in Descartes' interactive dualism. Similarly,
although it was still acceptable to adopt either the seemingly contradictory "self-winding
machines" argument of La Mettrie (1748); or even the explicitly agnostic
"psycho-physical parallelism" argument (a la Hartley, 1749) -for
each would allow empirical research to continue- it seemed far easier to many
of the younger early 19th century researchers to just assume a "materialist"
harmony and reciprocal organization of parts stance (after the manner of J.C.
Reil, 1795). This situation, however, was bothersome to Müller's systematic
mind and he set out on various occasions to advocate the virtues of a "vitalist"
alternative.
Müller
recognized that contemporary empirical advances in the biological and physiological
sciences were bumping up against the boundaries of typical mechanistic-materialist
theoretical doctrines regarding the primary questions of life: "What distinguishes
a living organism?" "How does the mentality of animals differ from that
of human beings?" "How do higher voluntary actions differ from lower
reflexive ones?" Simply shelving the metaphysical aspects of these inquiries
in favor of carrying out research would not, in the long run, be the best course
for the new discipline of "physiology" to take because these larger
issues guide the structure of (and conclusions drawn from) that research.
More
specifically, Müller's, motive for his 1830s-40s appeals to some -as yet
unexplained- "vital" principle was that he recognized the nervous system
was in some respect prepared to meet the world. Human beings are not simply lumps
of inert matter waiting for something to come along and physically shove them
into motion, nor are they machines which require energy to be injected from an
external source, but are "active living substance." Similarly,
the perceptual apparatus used during such active life processes is itself not
simply a "passive receptacle" but has its own special properties which
physiology should set out to study and explain.
The
point of his vitalism is that the passive mechanistic view of the living human
being, and animals for that matter, was becoming increasingly inadequate in the
light of what was already known about living organisms. The organization of the
brain and nervous system in whole and in part had to be put there somehow and
for Müller, it was the appeal to a "vital principle" which fulfilled
this role albeit inadequately. Reil's (1795) strictly materialist account had
also recognized the importance of observing "organizational relations between
parts" but had remained mute as to the origin or importance of that organization
for understanding the activeness of the whole organisms under study. So, having
started out as a good Kantian, Müller rejects Reil's somewhat emergent materialist
position.
To
the modern post-evolutionary reader, Müller's (1843) appeal to vitalism reminds
us of Anaxagoras
(his principle of "nous" as a special substance that is present only
in living beings). When we haven't got any other explanation of how something
got there, we can always draw upon some abstract principle like 'nous,' or in
this case, the 'vital' principle. It
is important to note, however, that Müller's principle of vitalism was stated
prior to Darwin's (1859) Origin of Species. After 1859, this kind
of solution would be both unnecessary and untenable. Müller's, as it happens,
was almost the last major call for a vitalistic principle. After 1859 the solution
became obvious to all concerned that how this kind of organization got there was
through some kind of selective evolutionary process. Only then did it became possible
to account for such active life processes in an emergent
materialist
(rather than a mechanistic materialist) manner.
It
was not at all uncommon for the senior physiological researchers of Müller's
time to insist upon a "vital principle" because they could not see how
such organization, which they were beginning to understand quite well, could have
come about otherwise. After 1859 this sort of idea would not occur again because
-whether they understood the theoretical details or not- the newer generation
of practicing physiological scientists recognized that (with a general concept
of evolution) we could conceivably account for how the organization got there
and therefore account for life itself without any need for an extra appeal to
something non-material.
The
next major point regarding Müller's (1834-40) account, is to understand how
his adoption of representationalism undermined the potential explanatory impact
of his major life contribution to physiology "the Doctrine of the Specific
energy of nerves." What
we have in Müller is a correct account of what nerves do, which is
embedded within an incorrect and counterproductive indirect theory of perception.
Against
the older (mystical-theological) "incorporeal copy" theory of the nerves
(a la Descartes, 1662) -which portrays them as passive, indiscriminate
conduits through which immaterial copies (a.k.a., images) of objects pass into
the soul,- Müller proposed a relatively more ontologically materialist, active,
and selective alternative. This specific energy of nerves doctrine (as he called
it) states simply that: Stimulation of a given nerve produces only one form of
sensation regardless of how it is stimulated. Under
conditions of natural (everyday) stimulation, each of the five sensory modalities
is "specific" in that each is responsive to its own kind of stimulation.
Further, under the exceptional conditions of illness, injury, or artificial electrical
stimulation the resulting experience is specific to the nerve which is stimulated.
We
should note here that Müller's role in proposing and elaborating the
doctrine (1826 and 1843 respectively) was one of drawing together the results
of a long chain of basic neurological observations under a single label. The examples
he uses reflect the empirical gains and past efforts of many other figures. With
regard to the optic nerve: electrical stimulation; pressing the eyes mechanically
in the dark; and blows to the head all stimulate experience of light. Likewise,
the auditory nerve will conduct only one kind of energy (sound energy) and it
doesn't matter how it is stimulated that's what is produced. Humming of the ears,
for instance, is produced when the ear becomes infected as well as under conditions
of electrical stimulation to the auditory nerve in the laboratory. In other words,
Müller's doctrine argues that "copies of objects" per se do not
enter (passively or otherwise) into the mind, but rather that the nerves provide
us with specific "information" about the world around us in an active
and rather selective manner.
These
are the fundamentally correct aspects of his "selective irritability"
doctrine regarding the nerves. The actual discursive manner in which the doctrine
was stated, however, was highly problematic. In short, the potential emergent
materialist implications of the doctrine are completely undermined by Müller's
adoption of an indirect theory of perception so we will have to cover the details
of his epistemological account (as well as their immediate disciplinary aftermath)
before elaborating those implications.
Müller
was a representationalist but he wasn't alone in adopting this position. We don't,
in fact, find anyone overcoming this aspect of his work for some time to come;
even Darwin doesn't do that. More immediately, this indirect theory is a common
theoretical problem for all three of the main transitional 19th century figures
we are currently considering (Müller, Fechner, and Helmholtz). Being representationalists
they are unable to bridge that gap between the thing-as-known and the thing-in-itself.
But from a scientific psychological point of view bridging this gap is quite important.
All three of these figures intuit that the gap is both bridged in actual life
and thus potentially bridgeable in theory. The old "being versus discourse"
dialectic was recognized but despite their successive efforts to do so, none of
them found the way. Understanding the details of Müller vs. Fechner, vs.
Helmholtz in this respect will therefore be highly instructive.
With
regard to Müller's particular approach to perception what interests us most
is that although the three functional stages he postulates are an active version
of Locke's methodologically materialist (outside inward) account, the crucial
structural aspect (the assumed a priori status of the nervous system) is
rather Kantian because it is through the nerves that the mind is prepared to meet
the world as it were.
First
of all with regard to the functional aspects, Müller portrayed perception
as a physiological version of Locke's three stage theory. The names for his three
stages (as depicted below) are identified a little differently but their general
functional relationship (from outside inward) conforms to that of Locke:

The Lockean-like
(outer to inner) function of Müller's three stages theory of perception:
1= External nature; 2 = Senses (including the specific energy of "material"
nerves); 3 =the Sensorium (which is conceived of as an active perceiving mind
or brain).
Secondly,
however, we have already seen (in Section
2) that the old Lockean empiricism does not stand up very well on its own.
This was what Berkeley and particularly Hume had pointed out to us. Kant then
came along to "save empirical science" from skepticism by postulating
rational "categories" of understanding because without some sort of
fundamental reciprocity between mind and world we can not account for the order
and necessity of our experience. Kant, therefore, attempted to account for such
order by showing how perceptual order is impressed upon worldly experience by
the a priori categories of understanding.
For
Kant such order and necessity comes from inside the mind. Similarly, Müller's
account of the structural aspects of perception, fit right in here with
the Kantian view because his order and necessity are also going to come from inside:
They are going to be "given" by the nerves. From a structural perspective,
then, Müller's doctrine of specific energy of nerves will be a physiological
or anatomical equivalent of the sort of thing that Kant was taking about.
As R.I. Watson (1979) pointed out: "Müller saw his doctrine as supporting
the nativistic views of Kant about that which we perceive. After all, what is
more innate than the nervous system itself?" (p. 104).
Without
the aid of evolutionary theory to back him up, Müller ran into considerable
difficulties while walking the fine line between Lockean and Kantian accounts.
Note, for instance, that according to the above diagram the nerves are portrayed
as material "intermediaries" between perceived objects and the mind
(Sensorium). Further, according to Müller, it is this very "materiality"
of the nerves which guarantees the functional reciprocity between the "Sensorium"
and external material nature. This is the strongest aspect of Müller's epistemological
position and the modern reader might be tempted to assume therefore that he would
simply adopt an explicit direct realism (along the lines of Reid or Brown); but
not so in the case of Müller!
Unfortunately,
his actual epistemological account of what is immediately perceived does not name
objects but rather the "conditions of the nerves." Through Müller's
embedding of the specific energy of nerves inside an indirect realist
account, he initially asserts what can be read as a typically representationalist
conclusion; the denial of direct contact with "external bodies" as follows:
"Sensation
consists in the sensorium receiving through the medium of the nerves, and
as the result of the action of an external cause, a knowledge of certain qualities
or conditions, not of external bodies, but of the nerves of sense themselves;
and these qualities of the nerves of sense are in all different, the nerve of
each sense having its own peculiar quality or energy" (Müller, Elements
of Physiology, 1843; Vol. 2, Bk. 5, Pt. V; emphasis added).
According
to him, what we are "immediately" perceiving is not the world per se
but "certain qualities or conditions" of our nerves. Well, Socrates
said, "Know thyself," but he didn't know that he was talking about the
nerves!
Müller,
however, later clarifies this seemingly solipsistic basic position and attempts
to reassert our contact with the world by way of calling attention to the "materiality"
of the nerves:
"The
immediate objects of the perception of our senses are merely particular
states induced in the nerves, and felt as sensations either by the nerves themselves
or by the sensorium, but inasmuch as the nerves of the senses are material
bodies, and therefore participate in the properties of matter generally occupying
space, being susceptible of vibratory motion, and capable of being changed chemically
as well as by the action of heat and electricity, they make known to the sensorium
[or brain], by virtue of the changes thus produced in them by external causes,
not merely their own condition, but also properties and changes of condition
of external bodies. The information thus obtained by the senses concerning
external nature, varies in each sense, having a relation to the qualities
or energies of the nerve" (Müller, Elements of Physiology, 1843;
Vol. 2, Bk. 5, Pt. VIII; emphasis added).
Müller's
argument is that because the nervous system itself is "material," it
provides us with a way of contacting the matter 'out there.' In his terms, the
nerves are giving us "information" about "external bodies."
Again, there is an element of truth to Müller's appeal to the materiality
of nerves as guaranteeing reciprocity between the perceiver and the world, which
I don't think anyone (especially Müller) would wish to deny. That is, when
we come into the world, we are born with a particular kind of nervous system that
does prepare us to receive the world in a particular way.
The
question at issue, however, is whether such a nervous system allows us to perceive
the world per se or simply allows us to construct the world in our own heads.
By adopting an indirect realist position to epistemology, Müller was initially
forced into discursive language which implies the latter position. Müller's
theory of perception is Kantian in that we only have direct access to the phenomena
of the nerves. It is also as indirect as that of Locke's appeal to "experience",
or Hume's appeal to "sensual image plus habit", and therefore runs into
the same logical reductio.
In
the final analysis, Müller becomes rather desperate to make that connection
to the world, because he knows that if there is no such connection, the whole
science of physiology goes out the window. Being couched within representationalism,
however, his argument is circular, self-contradictory and dogmatic. If we adhere
strictly to the logic of his epistemology all we can really know is the particularities
of Müller's own nerves. So his adoption of an indirect realism augmented
by an appeal to the materiality of the nerves doesn't work. It is still left with
the tension between the real and perceived world handed down to physiology
by Hume and Kant.
Müller
doesn't solve the problem of knowledge but at least he made an attempt. Müller's
particular contributions to later disciplinary developments include his
anti-mechanistic position regarding physiology; his account of the selective
irritability of the nerves; and his day to day professorial role in teaching laboratory
skills to a new generation of researchers (such as Th. Schwann, R. Virchow,
Helmholtz, and Emil DuBois-Raymond) who would in turn became notable founding
figures in "neuropsychology."
Finally,
it should be noted that although Müller seems to have implicitly favored
the nerves as the "seat" of the selectivity of sensation, he was also
careful enough to defer explicit judgment on that issue for it would have gone
beyond the available contemporary evidence. Subsequent modern research would show
that it is not the properties of the nerves themselves per se but rather their
normal functional relationship with the particular brain centers at which they
terminate that is the decisive source of their specificity. In other words, peripheral
and central nerves can now be transplanted in lower animals and they function
relatively normally in their new location.
To
sum up our coverage of Müller: While his twin doctrines of vitalism
and the specific energy of nerves did much to focus the research interests of
most physiologists on an active organism; his adoption of an indirect realist
theory of perception did much to focus others' attention away from appeal to
objects and toward the mathematical measurement of so-called psycho-physical
(Weber-Fechner) or sensory (Helmholtz) elements. Notice
that the problem which Kant had drawn our attention to was the problem of sensation.
Müller
tried to provide an approach which would bridge the gap between the organism and
the world but failed.
In
the aftermath of Müller, Fechner's "psycho-physics" will make a
similar attempt, while Helmholtz (in contradistinction to both attempts) believed
more modestly that if we could just find a way to measure sensation better, perhaps
these metaphysical issues would work themselves out eventually. But before moving
on to Helmholtz, we should first give some account of the advancement of so-called
psychophysics by mentioning the positions of Weber and Fechner.
Ernst
Weber
(1795-1878)
Born
in Wittemburg, Germany, the third of 13 children, Weber received his doctorate
in physiology from the University of Leipzig in 1815. He began teaching there
immediately after graduation and continued until retiring in 1871.
Weber
was a fairly inauspicious gentleman who began his career by carrying out basic
physiological research measuring the smallest "noticeable distance"
between two points for touch sensation on various parts of the body. Later,
however, he carried out research regarding the somewhat more complicated issue
of "sense discriminations" (judgments) of weight; successively presented
line lengths; and illumination. While
these findings were all reported by him in a Latin language booklet (1834), it
was not until his Handworterbuck der Physiologie [Handbook of Physiology]
(1846) that they attracted much attention. Further, Weber's main importance for
us is that the more complicated aspects of his research helped set the stage for
Gustuv Fechner (1860) to officially launch the new field of "psycho-physics."
Regarding
the simplest aspects of his cutaneous (skin) sensation research, Weber used the
dulled points of a standard compass to find that the "two-point threshold"
on the skin varied with the body part investigated. The threshold for the
tip of the tongue (1 mm), for instance, was found to be more than fifty times
as precise as that of the upper arm or thigh; and similarly, that the back had
the largest two-point threshold (60 mm). Later, he explained these results by
suggesting that the skin is divided into areas ("sensory circles") with
the respective sensitivity of any specific area corresponding directly to the
relative distribution of the nerve endings in that area (1852).
Regarding
the more complicated, seminal, aspects of his research, Weber (1834) also reported
carrying out "just noticeable differences" (JND) research for
judgments of weights under two conditions. In the first condition, weights passively
rested on the hand of a subject. In the second condition, the weights were actively
handled by the subject. Two important discoveries were forthcoming: (1) that active
perception is finer than passive perception; and (2) that the JND in both conditions
was always a "constant fraction" of the basic noticeable increment of
weight involved.
To
elaborate on the first discovery, Weber wanted to know "how much heavier"
does the second weight have to be before it is judged to be different from the
first. Under the condition of passive judgments, where the weight is simply placed
on the subject's hand, the difference has to be fairly large (1 part in 30). But
under conditions of active discrimination, where the weights are picked up by
the subject, the required difference is considerably smaller (1 part in 40). We
gain more discriminating information from our active perceptual activity. This
was the first empirically measured indication that such active perceptual discrimination
is important.
To
elaborate on the second discovery, each subsequent detectable increase in weight
sensation occurs only when the basic incremental difference for that modality
has been surpassed. Double the weight, double the required increment of increase
in weight; half the weight, halve the required increment. For instance, in the
second active condition of weight discrimination, if you are holding a 40 pound
weight in one hand, you will be able to recognize that a 41 pound weight in the
other hand is in fact different by hefting it upward. But if the first weight
is 20 pounds, you could detect a mere half pound difference. In other words, with
regard to active weight discriminations, we can recognize a 1/40 difference, whatever
the particular weights involved are. Weber's point was that the same relative
"ratio" is "constant" across comparisons of the same kind.
Further,
Weber presented empirical evidence that this observational regularity was not
just peculiar to weight judgments but also generalized to visual judgments regarding
lines presented successively; as well to judgments of luminosity; and he further
stipulated that it might also apply to other senses like sound too.
"I have shown...
that one can still perceive a difference between two lines when one is 100 millimeters
long and the other 101, so that the difference is 1/100 of the length of the constant
line, but that the lines seem to be equal if the difference is still less, e.g.
when one line is 100 millimeters and the other 100.5. Under these circumstances
one does not perceive the .5 millimeter by which one line is longer than the other.
But under other circumstances, e.g., if one line is 4 millimeters long and the
other 4.5, one perceives the difference of .5 millimeter very clearly. From this
we see that with lengths, just as with weights, we perceive in comparison not
the absolute but the relative difference -a fact which can also be confirmed
in hearing, and from which one can draw a number of conclusions as to how we go
about comparing two magnitudes by means of our senses...." (Weber, 1835,
In Diamond, 1974; emphasis added).
Weber
(1835) suggests the perceived difference between the two experimentally presented
sensory stimuli is dependent not upon the "absolute" size of the difference
but upon the "relative" ratio of difference of the "constant standard"
for that particular sensory modality (e.g., 1/40 for active weight discriminations;
1/10 for illumination, and 1/100 for visual line judgments).
This
empirical regularity was later labeled by Fechner (1860) as "Webers
law" or the Weber "fraction" and was given a formal generalized
mathematical expression as follows: dR /R = k, which means simply that
the proportion of the minimum detectable change (dR) to the strength (size) of
the stimulus (R) is a constant (k) across varying levels of intensity (with R
standing for "Reiz" in German, meaning stimulus). What is constant is
the ratio between the basic stimulus size (e.g., weight, line length, or
luminosity) and the extra amount required to bring a discrimination of change
about.
In
anticipating later refinements, we should mention here that although this "constant"
ratio holds true for a wide range of medium intensities it was eventually
found to break down for very low and for very high intensities. So, today's psychophysicists
have much more complicated formulas to account for these extreme conditions.
Even
though Weber considered his observational generalization as important as any other
empirical physiological regularity, he did not consider it as having any far reaching
philosophical significance. Gustav Fechner, however, places it in the very center
of a new psychological movement:
"To
Fechner, its significance lay in the fact that it revealed a connection between
the physical and the psychical -an exact mathematical relationship- and a connection
of some sort between the two worlds was what Fechner had been seeking for long,
anxious years with all the terrible earnestness of his unity-loving nature"
(Heidbreder, 1933, p. 79).
Gustav
Fechner (1801-1887)
After
receiving an MD in 1822 at the University of Leipzig, where Weber had been teaching
physiology since 1815, young Fechner initially failed to receive any official
position in physiology and made ends meet by translating various physics textbooks
(from French to German). This, in turn, led to a teaching position in physics
at Leipzig from 1824-1839. At that point, however, he fell into 11 years of depression
until October of 1850 when he believed he had found a "psycho-physical"
basis for a spiritualist philosophy of science.
During
this middle depressive period, in which he was wrestling with the problem which
Kant had left us (the supposed disconnect between the perceiver and the world),
Fechner was initially influenced by Schelling
who considered philosophy as the science of the absolute in its double manifestation:
nature and mind. Fechner was then rather profoundly influenced by Weber's (1846)
modest summary of his basically empirical work -especially the mathematical constant
which Fechner now labeled "Weber's Law."
Fechner
suggested that the true significance of this empirical law lay not in its mere
empirical-descriptive aspects but in the methodological realm. For according to
him, it revealed a long sought after connection between the physical and the psychical.
Fechner's Elements of Psychophysics (1860) was the culminative summary
of his own work during this period, and while it did not immediately (or even
ultimately) "turn the world's ear" toward his philosophical view, it
did spur others including Helmholtz, Volkmann, and then S.S. Stevens onto their
elaborations of psychophysical measurement.
Fechner's
major preoccupation during his personal depressive phase was with finding a way
to establish a relationship between the seemingly separate physical-scientific
and the spiritual-ethical world views. Here he was influenced by Schelling
(1775-1854) who,
like Fichte, was part of that whole turn of events in philosophy which followed
from Kant's supposedly unresolvable antinomies. Schelling and Fichte rejected
Kant's convenient appeal to merely logical antinomies and pointed out that in
"practical" terms all philosophers and scientists are required to abide
by the "theoretical
imperative" -they must take a stand on controversial issues instead of
just living with them as ultimately unresolvable quandaries. In considering this
post-Kantian period of philosophy Ilyenkov (1977) encapsulates it into what he
calls the "monistic strivings" of the times. This was a period in which
figures like Schelling and Fichte are attempting to work out a "unitary conception"
of the world which overcomes the logical quandaries of the past:
"That is
the point that divided Fichte and Schelling from Kant; the intellectual culture
of humanity cannot lie eternally like Buridans ass between two equally
logical systems of ideas about the most important things in life. Mankind has,
in practice, to act, to live; but it is impossible to act simultaneously
in accordance with two opposing systems of recommendations. We are forced to
choose one of them and then to act strictly in the spirit of its principles.
Kant
himself, it is true, demonstrated in his last works that the arguments of practical
reason must all the same tip the scales in favor of one system or the other,
although on a purely theoretical plane they are absolutely equal. But with him
this theme only broke through as one of the trends of his thinking, while Fichte
and Schelling transformed it into the starting point of all their meditations.
Hence the slogan about victory, too, in the theoretical sphere. One of
the clashing logical conceptions must still prevail over the other, its opposite,
and for that it must be reinforced by arguments no longer of a purely logical,
rather purely scholastic quality, but armed with practical (moral and aesthetic)
advantages as well. Then it was assured of victory, and not simply of the
right and the chance of waging an eternal academic dispute" (Ilyenkov,
Dialectical Logic, Essays on its History and Theory, 1977, Chap. 4, Pt. II;
emphasis added).
With
regard to how these "monistic strivings" were picked up by Fechner as
a basis for scientific psychophysical investigations, we can not do better than
to turn directly to Edna Heidbreder's masterful account:
"But if psychology
is looking for a picturesque ancestor, it can hardly make a happier choice than
Fechner, a simple, subtle, profoundly learned man, in the grip of an irresistible
impulse to take ideas seriously, and utterly at the mercy of his intellectual
sincerity. Fechner was at once a scientist and a mystic. Torn by rival intellectual
claims, he was totally incapable of giving up one for the other and equally
incapable of peace without victory....
[Not]
only was he thoroughly conversant with the science of his day; he was profoundly
impressed, both emotionally and intellectually, by science as such -by its exact
and rigorous methods, by the orderly nature of the world it it revealed. He found
its views and its ways impossible to ignore. But over against the world of
science he set the world of values, which [empirical] science did not
heed, but which he found equally real, equally legitimate, and equally compelling
as an object of intellectual concern. In his youth, Fechner had been deeply impressed
by the philosophy of Schelling and the experience left him with a lasting sense
that to ignore the immediate appeal of life and mind was to turn aside
from immediately felt reality....
Under
the strain his health gave way but in spite of his illness, he conducted experiments
on positive afterimages -borderline phenomena, it is to be noted, between the
mental and the physical worlds. In doing so he injured his eyes nearly to the
point of blindness. His health broke completely. He resigned his position and
lived for three years almost completely cut off from the world, a victim of illness,
pain, and depression....
He
recovered, ... on the morning of October 22, 1850... [when] he came upon an idea
that satisfied both the scientific and the humanistic demands of his nature.
It occurred to him that there might be an observable, even measurable relationship
between the stimulus and the sensation and therefore between the physical and
the mental worlds.... It is possible, then, that sensation may increase in arithmetical
progression as the stimulus increases in geometrical progression. Sensation itself
cannot be measured directly, but the stimulus can, and it may be possible to show
that an increase in the stimulus by a constant fraction of itself is regularly
correlated with every discernible increase in the sensation. In other words, an
exact quantitative relation may be found between the physical and the mental worlds.
To Fechner, the conception was an utterly satisfying one; if confirmed, it would
bind together what had seemed disconnected and irreconcilable; it would give
him the sense of world-unity that he had always craved -a world-unity,
moreover, that he would be able to demonstrate by exact, mathematical evidence"
(Heidbreder, 1933,
pp. 79-81; emphasis added).
We
should note that Heidbreder's use of terms like "victory, rival claims, values,
and unity" are not accidental. They reflect the continuing disciplinary situation
which Fechner was facing and attempting to surmount. She also does a very good
job of relating Fechner's enthusiasm and genuine concern on issues which concern
us all, including the issue of the possibility of psychology "as a science."
Kant (1781),
in particular, had claimed that psychology could never become a science because
mind could not be subjected to "mathematical or experimental" methods
of investigation. The activities and the contents of the mind could not be "measured,"
and therefore an objectivity such as that achieved in physics and chemistry was
out of reach. Psychology would forever remain subjective. Fechner's (1860) counter-argument
was that since psychological events are in fact tied to measurable physical events
in a systematic and predictable way, psychology could be a science after all!
The
specific means of Fechner's solution was to convert "Weber's constant"
into an equation which is now known as the Weber-Fechner law (S = k log R) -with
sensation on one side and stimulus on the other. More specifically, S and R stand
for German words, where S is sensation (not stimulus) and R is "rinem,"
stimulus (not response). Thus, reasoned Fechner, any given sensation could be
predicted as equivalent to the constant (k, or the Weber fraction determined empirically
for that sense modality), times the logarithm of the particular stimulus in question.
The equation, Sensation=k log R(Stimulus), says literally that the strength of
a mental sensation equals a constant logarithmic (mathematical) function of the
strength of the stimulus. In other words, it says that as the discriminated 'mental
series' increases arithmetically, the 'stimulus series' must increase geometrically.
The
important thing for us, however, is not to get bogged down in these specific details,
but to recognize that this formula was intended by Fechner as a "mathematical
bridge" between the object (stimulus) on the one side and the
perceived sensation on the other. He believed he had thereby overcome the
Kantian epistemological object-subject dualism. What he actually did, however,
is replace it with a psychophysical version of double-aspect
theory in which the strength of unobservable mental events would be physicalized
operationally by way of mathematics. This is a description of, and means of predicting,
the strength of the resulting isolated sensations arising from a given laboratory
situation, but it is hardly an explanatory account of the nature of those sensations
as they occur to or function within the perceiving organism. Fechner's equation
simply defines the "sensation end" of the formula in terms of the "stimulus
end." It does not state the practical, developmental, or organismic relations
between them.
As
in the case of Müller, what we can appreciate most about Fechner is his recognition
of and motivation to find a solution for the methodological (subject-object)
problem, but we must also acknowledge that given the pre-evolutionary context
of his thought, he was unable to resolve it sufficiently. Subsequent workers in
psychophysics (including Helmholtz) would consequently abandon Fechner's wider
"metaphysical" concerns and concentrate instead on the more myopic pursuits
of measuring what they could.
The
mathematical-measurement side of Fechner's efforts (the belief that one can measure
specific psychological characteristics albeit indirectly and perhaps learn
something about them) can be said to have helped stimulate subsequent experimental
psychology and individual differences research. I suppose, however, that it is
just as apt to close our coverage of Fechner by mentioning that this was just
the sort of empirical-experimental psychology which the quintessential late 19th
century evolutionary thinker William James (1890; 1892) found so very sterile
and dull (see Section
4).
Hermann
Helmholtz (1821-1894)
Born
in Potsdam (near Berlin) to parents of modest teaching and military backgrounds,
young Hermann showed early promise in physics, but was trained as a surgeon at
the Berlin Institute in exchange for service to the Prussian Army. During this
period of training (1838-1842) Helmholtz studied physiology under Johannes Müller
(then at the height of his institutional power), and actively mixed with Müller's
University of Berlin students. It was at this time that Helmholtz established
long-lasting relationships with DuBois-Raymond, Virchow and Ludwig who all swore
to reject vitalism.
While
serving out his military obligation in Potsdam, Helmholtz set up a makeshift physiological
laboratory. Due to the wider import of his initial research (on metabolic processes
in frogs) as well as his active discursive role (1847) in the ongoing emergence
of the conservation of energy doctrine, Helmholtz was released early from Army
service. Between 1849 and 1871, he went on to three professorships in physiology.
At Königsberg (Kant's university) he both measured the rate of nervous impulse
(in frogs and humans) and invented the ophthalmoscope (1851). At Bonn (1856-1858)
he extended his interests to acoustics. During a longer stay at Heidelberg he
proposed the Young-Helmholtz theory of color vision (1860) and the resonance theory
of hearing (1863). In 1871, however, Helmholtz was finally appointed to the University
of Berlin (in physics) where he occupied himself with the further application
of the conservation law to the areas of hydrodynamics and electrodynamics.
We
will consider four aspects of his approach to the physiology of the senses: (1)
his rejection of vitalism in favor of a reductive experimental-materialist
account of nervous impulse and sensory transduction; (2) his adoption of an indirect
realist "enrichment" theory of perception -whereby undifferentiated
sensory elements plus unconscious inference are said to establish contact with
the world; (3) his rationale for favoring "empiricism" rather
than nativism regarding perception of space; and (4) his disciplinary import for
later developments including the limiting of empirical method to well-trained,
immobile, adult human subjects.
James
J. Gibson's (1966, 1979) direct realist "differentiation" theory
of perception will also be introduced here as a basis upon which to surmount the
difficulties of points 1-4 above, as well as to provide a standard by which we
can then evaluate post-Helmholtzian disciplinary debates in Wundt, Külpe,
and Titchener regarding the issue of higher mental processes. For to really understand
Helmholtz is to understand the initial means by which active, everyday, natural
observers looking around or listening to objects in the world become
analytically reduced to passive, constrained, though well-trained "observers
of sensory elements" (looking at, or receiving auditory stimulation
from laboratory apparatus).
Opposition
to Müller's
vitalism
Back
in his Berlin student days, Helmholtz entered into an antivitalist alliance called
the "Physicalist Club" and promised to
appeal to "No other forces than common physical-chemical ones... within the
organism." This was to be a reductive "physiological" rather
than a mechanical materialist position. Its aim would be to apply the "law
of the conservation of energy" (i.e., that energy could be transformed from
one state to another, but never created or destroyed) to "living organisms."
Similarly,
in opposition to the nativist structural aspect of Müller's position
on perception (which seemingly locked the organism into a loop of reference merely
to its own nervous energies), Helmholtz would adopt a practically guided Lockean
position which "got on with the job" of empirically investigating the
senses without becoming mired in the metaphysical debates of German philosophy.
As Boring (1950) points out, Helmholtz was more "British" than German
in this aspect of his basic methodological assumptions. His was to be an
experimental-physiological account of both the rate of nervous impulse
and sensory transduction which appealed to no mysterious vital force or
unknowable object.
The
questions Helmholtz asked were essentially empirical: "How fast is the neural
impulse of motor versus the sensory nerves?"; "By what means
is physical energy from objects transduced in the senses of vision and hearing?";
and "Is perception of space learned or given to the senses innately?"
With regard to the first two questions, we should note upfront that they are relatively
straightforward matters of experimental evidence which Helmholtz answered very
well. The latter question, however, was framed within an implicitly held enrichment
theory of perception which he shared with his nativist opponents and therefore
was not answered well by Helmholtz or by many others who followed.
Speed
of nervous conduction
For
Helmholtz, casting off the belief in any ubiquitous non-material force led him
to question Müller's unexamined position that the brain delivered willful
commands to the muscles in an instantaneous unmeasurable manner. The immediate
impetus for his empirical interest in this issue of nerve conduction rate was
the theory of DuBois-Raymond (1845) -a fellow Physicalist Club member- who suggested
that if the nervous impulse involved a physical-chemical transduction rather than
an immaterial act of will, it might also take enough time to be measurable.
By
1850 Helmholtz was measuring the rate of impulse in the motor nerve of
severed frog legs. This was done by setting up a laboratory galvanometer with
a known rate of deflection of its needle so that it is switched-on when the nerve
is stimulated and switched-off when leg contraction disconnects the circuit. Thus,
deflection of the galvanic needle provided a time interval for each of the successive
stimulations applied at known distances along that motor nerve. A simple mathematical
computation of known distance versus known time-lapse could then be worked out
to establish the average rate it took for the impulse to traverse each distance:
"I have found
that there is a measurable period of time during which the effect of a stimulus
consisting of a momentary electrical current applied to the iliac plexus of a
frog is transmitted to the calf muscles at the entrance of the carrel nerve....
the stimulation of the nerve was given by means of an induction coil. By means
of a special mechanical device, a second electrical current was transmitted to
a galvanometer at the moment the original current was transmitted to the induction
coil.... The current flowed through the induction coil until the stimulated gastrocnemious
muscle had contracted sufficiently to lift a weight... The lifting of the weight
interrupted the current to the induction coil and to the galvanometer. The duration
of the current, therefore, was exactly equal to the period elapsing from the application
of the stimulation of the nerve to the commencement of the mechanical reaction
of the muscle" (Helmholtz, 1850, In W. Dennis, 1948, Readings in the History
of Psychology, p. 197).
Finding
the results fairly regular and consistent, Helmholtz estimated the overall average
speed of the frog's motor nerve conduction to be about 30 meters per second. Baxt
(1867) modified the procedure for human subjects estimating the rate of motor
impulse at about 33 meters per second. This was done by stimulating the nerve
to the ball of the thumb, either at the wrist or above the elbow (thereby producing
a twitch), while the hand, forearm and elbow were held motionless in a plaster
cast.
Meanwhile,
back at Königsberg, Helmholtz had already moved to the more tricky task of
measuring sensory nerve conduction in intact human subjects. This was done by
way of stimulating the toe or thigh (respectively) and having the subjects 'report'
(by pressing a telegraph key) as soon as they detected each stimulation. The results
were so variable that Helmholtz declined to make any proclamation on the speed
of sensory nerves. It was only later that F.C. Donders (1868), -who had initially
set out in searching for a universal mathematical psychological constant similar
to that of Newton's law of gravity- distinguished between simple discrimination
and choice reaction times (which he found to increase in duration and variability
respectively). In other words, the task of estimating sensory nerve impulse rates
turned out to be far more complex than first anticipated.
Thus,
aside from having obtained a positive answer to the old Kantian question regarding
measurement ("Can we measure psychic events?"), the most important
methodological generalization made from this Helmholtzian era research was
that the merely additive model doesn't work. It was too simplistic to cover
the observed irregularities of the measurements made. More complex mathematical
and theoretical models of the nervous system (those beyond the scope of the contemporaneous
pre-evolutionary knowledge) would be required to account for the observed empirical
variability of such data.
Helmholtz,
however, was content to put aside these deeper methodological considerations (for
later analysis by others), and moved on instead to a closer consideration of the
anatomical-physiological aspects of sensory transduction in particular. For, unlike
Fechner or Donders "Helmholtz was not given to brooding about the unity of
the universe. He wanted to know, among many other things, exactly how the eye
and the ear worked... [So] he invented apparatus, devised experimental methods,
and constructed theories [accordingly]" (Heidbreder, 1933, p. 85).
Account
of sensory transduction
Instead
of getting bogged down in metaphysics, Helmholtz held to the attitude that the
more we learn about sensation the better; and, further, that perhaps by virtue
of carrying out empirical research (and by proposing albeit contentually circumscribed
theories), the metaphysical issues might someday resolve themselves. His two major
works along this line of inquiry (Treatise on Physiological Optics, 1856-1866;
and Sensations of Tone, 1863/1875), therefore, are characterized by a convenient
convergence of the physiological, philosophical, and experimental traditions of
empiricism as they applied specifically to the empirical aspects of sensory transduction.
While
the experimental aspects of these works foreshadow the Wundtian laboratory
psychology to follow, their equally prevalent reductive sensory-element aspects
were then picked up by E.B. Titchener, brought over to America, and still live
on in the contemporary (and highly problematic) subdiscipline called "Sensory
Processes." As for the philosophical assumptions, they remained muted in
Helmholtz and became unquestioned in the subsequent North American elaboration.
They did not, however, go away. Nor did they resolve themselves as Helmholtz had
hoped. So, we will want to understand a bit about each of these 'experimental,
reductive, and philosophical' aspects as we proceed.
The
primary and explicit focus of the Helmholtzian empirical research was on the distinctly
physiological investigation of sensory transduction in the retina (of the eye)
and in the cochlear membrane (of the ear) respectively. In part, this empirical
focus was an extension of Müller's "specific energies of nerves"
hypothesis to the qualities of particular sensory modalities. In other words,
both his trichromatic
theory of retinal transduction and his resonance
theory of auditory transduction were posed as accounts of how physical energy
was being transduced into the neural energy of Müller. This is all
well and good (as far as it goes); and his account of such sensory transduction
still holds up relatively well today.
Physiological
optics versus psychology
The
issue for us, however, is to recognize that in his initial attempts to apply the
procedures of the physiological laboratory to psychological topics, certain problematic
assumptions were imbedded in the way Helmholtz laid out the respective tasks to
be addressed by the physicist, physiologist, and psychologist. Helmholtz
(1866) certainly recognized that there must be a division of labor in the science
of the senses and (as Brauns, 1997, points out) he laid out this division as follows:
"Whereas
physical optics deals with the 'pathway of light in the eye' and physiological
optics focuses on the 'theory of sensations in the visual apparatus,' psychology
is concerned with 'the theoretical understanding of visual sensations, including
the ideas, which are developed about objects in the external world on the basis
of visual sensations'" (Helmholtz, 1856-1866, p. 30; as quoted in Brauns,
1997, p. 109).
The
work of Helmholtz shines brightly with regard to the first two tasks outlined
above, but it is in the definition of the latter psychological task as
well as in the limitations on method imposed by that definition where the problems
of his admittedly early account reside. Stated plainly, we are about to show that
his definition of the psychological task starts from a rather reductive assumption
that perception is built up from sensory elements and, further, that the indirect
(enrichment) theory of perception which he adopts as a result of this definition
imposes (in turn) unwarrantable limitations on both his account of proper experimental
method and on his application of this method to specific psychological topics
like space perception.
We must, therefore, highlight these implied aspects of his work in a manner which
Helmholtz would not have been able, or perhaps even willing, to do himself.
Indirect
realist (enrichment) position
First
off, Helmholtz takes it for granted that perception is built up from combinations
of sensory elements which are concurrently supplemented with intellectual
qualities (along the line of Locke's secondary qualities). Perception,
he suggests, begins with simple undifferentiated sensations received rather passively
through anatomical channels in the sensory apparatus of both humans and animals.
But as Gibson (1966) would later point out, whenever the world is considered
as not directly revealed to us but only signified indirectly through undifferentiated
sensory elements, some additional intellectualizing principle is required
to get out there to the external world. In order to avoid being trapped
in the old philosophical 'barrier of the senses,' therefore, Helmholtz suggests
that elementary sensory elements are supplemented by unconscious inferences
which attribute these elements to external objects:
"The
general rule... whenever an impression is made on the eye, with or without the
aid of optical instruments [(spectacles, telescope, or microscope)], is that such
objects are always imagined as being present in the field of vision as would have
to be there ... under ordinary normal conditions.... The psychic activities that
lead us to infer that there in front of us at a certain place there is a certain
object of a certain character, are generally not conscious activities, but unconscious
ones. In their result they are equivalent to a [logical] conclusion.... But, moreover,
just because they are not free acts of conscious thought, these unconscious conclusions
from analogy are irresistible, and the effect of them cannot be overcome
by a better understanding of the real relations" (Helmholtz, 1866; In Herrnstein
& Boring, 1966).
Note
that according to Helmholtz, the "real relations" means simply that
sensations and not objects are the stuff to which our perceptual apparatus
(retinas, choclear membrane, etc.) refers; and that he is also implying that while
this is especially true in the physiological vision laboratory, it is also true
of "ordinary normal conditions" in everyday life. It
is in this manner that Helmholtz presents his rather static, anatomically fixated
account of perception which retains an albeit intellectually qualified indirect
perception theory.
As
Boring (1950) pointed out, this is an account of perception which is very similar
to that of J.S. Mill's (1865) -where perception is defined as the "permanent
possibilities for sensation." Having made this cogent observation, Boring
promptly drops the matter (p. 313). Indeed, until relatively recently (with Gibson's
respective 1966 and 1979 critiques) this sort of indirect account (that we are
acquainted only with the qualities of our nerves, or neurons, or retinal locales;
but not with the properties of the external world) seemed to be the unassailable
basis for any physiological theory of perception.
Knowledge
for Helmholtz and many others thereafter begins with uninterpreted sensory building
blocks which can not be appreciated except by a special act of attention
and which are typically then unconsciously and automatically supplemented by unconscious
intellectual inference. After all, if we only have the anatomical deliverance
of sensation to go by, we must have to somehow intellectually deduce or induce
the worldly causes of these sensations, for we can not detect them directly.
As
for the kind of "special acts of attention" he is referring to, Helmholtz
suggests that if one is standing on a hilltop surveying a wooded landscape, the
normal blending of color in green foliage and blue sky can be appreciated as being
made up of fine gradations of a multitude of simpler shades if one turns one's
back from that landscape and views it upside down though one's legs! Other special
acts of attention can be carried out by trained laboratory observers too, and
it is here that we begin to gain a better appreciation of how the assumed indirect
perception theory of perception can lead (so to speak) researchers toward investigating
very abstract (unnaturalistic) forms of questions through highly constrained laboratory
procedures.
Definition
of "vision" and proper method
Just
how this inferential (enrichment) theory played out in terms of defining appropriate
subject matter for and methods of investigation can be shown by looking at comments
made by Helmholtz on vision and methods. First of all, Helmholtz defined vision
itself as "pointing the eyes" (as looking-at rather than looking-around).
"[T]he intent
of vision, is to see as distinctly as possible various objects or parts of an
object in succession. This is accomplished by so pointing the eyes that an
image of the given object is projected on the fovea of each retina. The governing
of the ocular movements is wholly subordinated to this end; both eyes are adjusted
and accommodated together so as to permit this light absorptive pointing"
(Helmholtz, Physiological Optics, 1866/1925, p. 56).
According
to this definition, "vision" (at
best) involves eye movements relative to the head.
The
implication for method of study, therefore, is that the natural proclivity of
a naive observer to look around must be constrained and controlled out of the
laboratory setting. In
such studies, the eyes of an observer would sometimes be allowed to scan a stimulus
display with the "field of view" being limited to that of a stationary
head which was often physically restrained by an apparatus such as a chin rest.
At other times,
however, the eyes of the observer would have to be held as still as possible so
that the stimulus display would fall on the foveal region of the retina (on the
anatomical region of maximum acuity). The sensitivity of various points on the
retina to color or level of illumination could thereby be mapped.